Achieve compliance and regulatory requirements without cost and complexity

Make compliance a seamless part of daily activities with HSO’s DynamicsAdvantage for DOL Fiduciary Rule Compliance Management.

DOL Fiduciary Compliance: Recommendations backed with confidence

Powered by Microsoft Azure and Dynamics 365 (formerly AX and CRM), HSO’s DynamicsAdvantage for DOL Fiduciary Rule Compliance Management gives you everything you need to meet regulatory requirements without complications or a hefty price tag.

With a 360-degree view of customers as well as detailed tracking of events and interactions, you’ll feel secure that your recommendations are in the best interest of clients—and that those recommendations are thoroughly documented.

That same visibility also provides a deeper understanding of customers, enabling you to be more proactive in uncovering and addressing potential problems while taking advantage of more opportunities.

For Advisors:

• Identify and track any event that qualifies as a recommendation
• Route recommendations to the back office for review and approval
• Capture and report on key client, account, product, and event types quickly
• Perform research and maintain a product library
• Work from anywhere with an intuitive, mobile-enabled interface

For the Back Office:

• Create, update, and maintain BICs (Best Interest Contracts) in a central location
• Monitor and review recommendations through convenient dashboards
• Produce reports for internal management and external authorities

The Microsoft Power Platform: Getting you exactly what your firm needs

A solution packed with features ultimately isn’t enough; you need technology to support the processes that are unique to your business. The Microsoft Power Platform includes tools–Power Apps, Power BI, and Power Automate (formerly known as Microsoft Flow)–that give everyone in your firm–not just programmers–easier access to business intelligence, app development, and app connectivity.

Best of all, the Power Platform extends Microsoft 365 and Dynamics 365 but also integrates with nearly any business application or system, including Salesforce, SAP, Oracle, or financial services point solutions. It enables you to easily build business apps and extend or customize the software solutions you use—in days, not months.

See the Power Platform can do for your firm with an HSO Proof of Concept engagement

A proof of concept engagement is an easy, low-risk way to see what the Power Platform can do for your firm. In a 5- to 10-day engagement, our teams work together to re-imagine your goal or challenge. The engagement not only stimulated ideation, but it also provides what you need to demonstrate the value you can expect when you go forward with a Power Platform project. Learn more about HSO’s Proof of Concept offering.